DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Salzinger Sheaff Brock, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark Salzinger | Salzinger Sheaff Brock, LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 26, 2025 | May 30, 2025 |
| Tiffany Vanhook | Salzinger Sheaff Brock, LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 26, 2025 | Jun 9, 2025 |
| David Gilreath | Salzinger Sheaff Brock, LLC independent RIA | Innovative Portfolios LLC no RAUM | Other | Jun 26, 2025 | Oct 28, 2015 |
| Samantha Pezzute | Salzinger Sheaff Brock, LLC independent RIA | Sheaff Brock Investment Advisors, LLC independent RIA | RIA to RIA | Oct 31, 2024 | Nov 29, 2023 |
| Peter Gorman Bjelopetrovich | Salzinger Sheaff Brock, LLC independent RIA | Sheaff Brock Investment Advisors, LLC independent RIA | RIA to RIA | Feb 14, 2023 | May 8, 2019 |
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5 moves match.