| Lawerence Lee Hood | Pacific Portfolio Consulting, LLC mixed wealth | Waverly Advisors, LLC independent RIA | RIA to RIA | Dec 23, 2025 | Oct 22, 2025 |
| Scott Thomas Fisher | Pacific Portfolio Consulting, LLC mixed wealth | Waverly Advisors, LLC independent RIA | RIA to RIA | Dec 23, 2025 | Oct 23, 2025 |
| Eric Peter Jarvis | Pacific Portfolio Consulting, LLC mixed wealth | Waverly Advisors, LLC independent RIA | RIA to RIA | Dec 23, 2025 | Oct 22, 2025 |
| James Edward Ayres | Pacific Portfolio Consulting, LLC mixed wealth | Waverly Advisors, LLC independent RIA | RIA to RIA | Dec 23, 2025 | Oct 24, 2025 |
| Matthew Curtis Litzler | Pacific Portfolio Consulting, LLC mixed wealth | Waverly Advisors, LLC independent RIA | RIA to RIA | Dec 23, 2025 | Oct 23, 2025 |
| Harve Eugene Menkens | Pacific Portfolio Consulting, LLC mixed wealth | Waverly Advisors, LLC independent RIA | RIA to RIA | Dec 23, 2025 | Oct 23, 2025 |
| George Robert Jarvis | Pacific Portfolio Consulting, LLC mixed wealth | Waverly Advisors, LLC independent RIA | RIA to RIA | Dec 23, 2025 | Oct 22, 2025 |
| Ketulkumar Jatinbhai Trivedi | Pacific Portfolio Consulting, LLC mixed wealth | Waverly Advisors, LLC independent RIA | RIA to RIA | Dec 23, 2025 | Oct 22, 2025 |
| Benjamin Paul Hines | Pacific Portfolio Consulting, LLC mixed wealth | Waverly Advisors, LLC independent RIA | RIA to RIA | Dec 23, 2025 | Oct 23, 2025 |
| Frank Christopher Greekas | Pacific Portfolio Consulting, LLC mixed wealth | Waverly Advisors, LLC independent RIA | RIA to RIA | Dec 23, 2025 | Oct 22, 2025 |
| Gregory James Conway | Pacific Portfolio Consulting, LLC mixed wealth | Waverly Advisors, LLC independent RIA | RIA to RIA | Dec 23, 2025 | Oct 23, 2025 |
| Robert Tolstykh | Pacific Portfolio Consulting, LLC mixed wealth | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Dec 13, 2024 | Jan 2, 2025 |
| Maria Carla Devlin | Pacific Portfolio Consulting, LLC mixed wealth | Primesolutions Advisors, LLC other | Other | Apr 1, 2024 | Jun 1, 2017 |
| Stanley Sroufe Barnes | Pacific Portfolio Consulting, LLC mixed wealth | Cutler Investment Group independent RIA | RIA to RIA | Jun 5, 2023 | Jun 20, 2023 |
| Joseph Clayton Ostrom | Pacific Portfolio Consulting, LLC mixed wealth | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Jun 4, 2021 | Jun 4, 2021 |
| Gunnar Martin Ildhuso | Pacific Portfolio Consulting, LLC mixed wealth | Coldstream Wealth Management independent RIA | RIA to RIA | May 19, 2021 | Jun 10, 2021 |
| Randy Scott Gardner | Pacific Portfolio Consulting, LLC other | Cutler Investment Group mixed wealth | Other | Mar 13, 2018 | Mar 19, 2018 |
| Bryan Milloy Knutson | Pacific Portfolio Consulting, LLC other | Cutler Investment Group mixed wealth | Other | Mar 13, 2018 | Jul 6, 2018 (115 d) |
| Todd Martin Wathey | Pacific Portfolio Consulting, LLC other | Hamrick Investment Counsel, LLC other | Other | Sep 20, 2011 | Oct 21, 2011 (31 d) |
| Kevin W O'Keefe | Pacific Portfolio Consulting, LLC other | Citigroup Global Markets Inc. other | Other | Feb 29, 2008 | Feb 26, 2008 |