DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Tectonic Advisors LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Steve MangoldTectonic Advisors LLC independent RIASanders Morris LLC independent RIARIA to RIAJan 8, 2026Nov 1, 2019
Nancy Elaine DixonTectonic Advisors LLC independent RIASanders Morris LLC independent RIARIA to RIAJan 8, 2026Jan 31, 2019
Arthur Haag ShermanTectonic Advisors LLC independent RIAPrivus Financial, LLC no RAUMOtherJan 8, 2026Apr 25, 2018
Juaquin Gabriel ArellanoTectonic Advisors LLC independent RIATectonic Capital Advisors, LLC no RAUMRIA to a newly registered adviserJan 8, 2026Dec 17, 2025
Daniel PriwinTectonic Advisors LLC mixed wealthSanders Morris LLC independent RIARIA to RIAMar 18, 2022Jan 14, 2020
Brittany Stephens SteitzTectonic Advisors LLC otherUBS Financial Services Inc. wirehouseOtherJan 16, 2019Sep 26, 2019 (253 d)
Robert K MoranTectonic Advisors LLC no RAUMCain, Watters & Associates, LLC otherOtherAug 27, 2010Mar 14, 2007
Jason Matthew MortonTectonic Advisors LLC no RAUMCain, Watters & Associates, LLC otherOtherOct 6, 2009Oct 2, 2006
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8 moves match.