DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Jolliffe Capital, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mark Todd JordanJolliffe Capital, Inc. independent RIAFamilywealth no RAUMRIA to a newly registered adviserJun 30, 2018Dec 6, 2017
Kirk Aaron FreedleJolliffe Capital, Inc. independent RIASunbelt Securities otherOtherJun 30, 2018Apr 13, 2011
Patrick Stephenson JolliffeJolliffe Capital, Inc. independent RIAFamilywealth no RAUMRIA to a newly registered adviserJun 30, 2018Sep 26, 2017
Christopher Dale MetscherJolliffe Capital, Inc. independent RIAFamilywealth no RAUMRIA to a newly registered adviserJun 30, 2018Sep 27, 2017
Shawn Michael MercerJolliffe Capital, Inc. independent RIAFamilywealth no RAUMRIA to a newly registered adviserJun 30, 2018Sep 27, 2017
Wilbert Ernest OakleyJolliffe Capital, Inc. independent RIAFamilywealth no RAUMRIA to a newly registered adviserJun 30, 2018Sep 27, 2017
William Conway FryeJolliffe Capital, Inc. independent RIAEvolve Investment Advisors unclassifiedOtherJun 30, 2018Jan 2, 2008
James Paul WertzJolliffe Capital, Inc. otherEvolve Securities, Inc. unclassifiedOtherJul 14, 2009Jul 30, 2009
Lawrence Richard BuchholzJolliffe Capital, Inc. otherSpectrum Wealth Management, LLC state registeredOtherApr 28, 2009Jul 31, 2007
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9 moves match.