DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from World Asset Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Laura Scroi Armstrong | World Asset Management, Inc. asset manager | Ameriprise Financial Services, LLC national BD | Other | Dec 1, 2021 | Aug 7, 2024 (980 d) |
| Kelly Lynn Fetterman | World Asset Management, Inc. asset manager | Yousif Capital Management, LLC other | Other | Nov 22, 2021 | Dec 2, 2021 |
| Eric Richard Lessnau | World Asset Management, Inc. asset manager | Yousif Capital Management, LLC other | Other | Nov 22, 2021 | Nov 23, 2021 |
| Kevin Foley | World Asset Management, Inc. asset manager | Yousif Capital Management, LLC other | Other | Nov 22, 2021 | Dec 2, 2021 |
| Brian Douglas Petras | World Asset Management, Inc. other | Secure Asset Management, L.L.C. independent RIA | Other | Oct 7, 2016 | Aug 3, 2018 (665 d) |
| David James Jones | World Asset Management, Inc. other | Lsia other | Other | Jul 9, 2014 | Nov 19, 2014 (133 d) |
| John Brenner Pelon | World Asset Management, Inc. other | Advance Capital Management Inc other | Other | Apr 2, 2014 | Jun 12, 2014 (71 d) |
| Kevin Khairi Yousif | World Asset Management, Inc. other | Lsia other | Other | May 27, 2011 | Jun 23, 2011 |
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8 moves match.