DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Sikich Financial
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Connor M Law | Sikich Financial independent RIA | Crusonia Wealth Advisors LLC independent RIA | RIA to RIA | Mar 20, 2026 | Apr 8, 2026 |
| Magdalena Woroniecki | Sikich Financial independent RIA | Huntington Financial Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jan 9, 2026 | Feb 11, 2026 (33 d) |
| Noah Skinner | Sikich Financial independent RIA | Skinner, Copper & Ehmen Wealth Management, LLC independent RIA | RIA to RIA | Dec 2, 2022 | Jan 3, 2023 (32 d) |
| Laura Steffey Moss | Sikich Financial independent RIA | Valmark Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 1, 2021 | Jan 13, 2022 (104 d) |
| Wes James Hawkins | Sikich Financial independent RIA | Stratos Wealth Partners, Ltd BD affiliated | RIA to affiliated broker-dealer or bank | Jan 28, 2020 | Sep 10, 2020 (226 d) |
| Kathryn Michelle Senn | Sikich Financial independent RIA | Sequoia Financial Group, L.L.C. independent RIA | RIA to RIA | Jan 3, 2020 | Jan 16, 2020 |
| Thomas Scott Roffers | Sikich Financial other | Creative Planning independent RIA | Other | Jul 6, 2017 | Apr 1, 2019 (634 d) |
| Curtis Jon Vorachek | Sikich Financial other | U.S. Bancorp Investments, Inc. other | Other | Nov 4, 2015 | Sep 26, 2017 (692 d) |
| Thomas Edward Harty | Sikich Financial other | Charles Schwab & Co., Inc. national BD | Other | Mar 20, 2015 | Jun 29, 2015 (101 d) |
| Brian Richard Tarro | Sikich Financial other | Fifth Third Securities, Inc. other | Other | Sep 8, 2010 | Jul 6, 2012 (667 d) |
Page 1 of 1
10 moves match.