DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Pacific Financial Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jason Eric Luhan | Pacific Financial Group, LLC asset manager | Protools unclassified | Other | Mar 8, 2024 | Oct 7, 2022 |
| Jeffrey Kent Olsen | Pacific Financial Group, LLC asset manager | The Pacific Financial Group, Inc. independent RIA | Other | Dec 11, 2023 | Dec 13, 2019 |
| Eric Neufeld | Pacific Financial Group, LLC asset manager | Advice And Planning Services BD affiliated | Other | Aug 17, 2021 | Jul 11, 2025 (1424 d) |
| Richard Craig Olsen | Pacific Financial Group, LLC other | The Pacific Financial Group, Inc. mixed wealth | Other | Dec 6, 2019 | Jul 11, 2018 |
| Thomas Giardino | Pacific Financial Group, LLC other | Sierra Investment Management, LLC other | Other | Aug 8, 2014 | Jul 18, 2016 (710 d) |
| Francesco Giuseppe Maggiora | Pacific Financial Group, LLC other | Assetmark, Inc. other | Other | Aug 8, 2014 | Aug 14, 2014 |
| Keith David Stempel | Pacific Financial Group, LLC other | Assetmark, Inc. other | Other | Aug 8, 2014 | Aug 14, 2014 |
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7 moves match.