DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Gfs Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Kenneth Bruno | Gfs Advisors LLC mixed wealth | Level Four Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Jan 28, 2025 | Jan 6, 2025 |
| Mukhtar-Bek Kochenov | Gfs Advisors LLC mixed wealth | Mission Prime LLC institutional | Other | May 6, 2024 | May 21, 2026 (745 d) |
| Jack Brandon Repa | Gfs Advisors LLC mixed wealth | Frost Investment Services BD affiliated | RIA to affiliated broker-dealer or bank | Nov 4, 2022 | Nov 18, 2022 |
| Javier Ignacio Altimari | Gfs Advisors LLC mixed wealth | Oppenheimer & Co. Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 9, 2019 | Dec 14, 2018 |
| Alfredo Tellez | Gfs Advisors LLC other | Ipg Investment Advisors, LLC other | Other | Dec 10, 2015 | Dec 14, 2015 |
| Vernon Keith Roberts | Gfs Advisors LLC other | Valic Financial Advisors, Inc. other | Other | Dec 1, 2014 | Nov 17, 2014 |
| Melissa Kristine Perez-Leblanc | Gfs Advisors LLC other | Girard Securities, Inc. other | Other | Jan 23, 2013 | Jan 21, 2015 (728 d) |
Page 1 of 1
7 moves match.