DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Quantum Capital Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Howard Bernard AschwaldQuantum Capital Management independent RIALido independent RIARIA to RIADec 23, 2020Jan 4, 2021
Daniel Craig YoungQuantum Capital Management independent RIALido independent RIARIA to RIADec 23, 2020Jan 7, 2021
Vicky Wai HsiaQuantum Capital Management independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankApr 16, 2019May 15, 2019
Xiaojie ChenQuantum Capital Management otherLPL Financial LLC independent RIAOtherNov 8, 2016Sep 10, 2018 (671 d)
Lyle Eils BonnQuantum Capital Management otherGencap Portfolio Management otherOtherDec 15, 2015Dec 14, 2015
Michael Reid VogelQuantum Capital Management otherCrosspoint Capital Management otherOtherFeb 10, 2015Feb 23, 2015
Stephen Andrew BradleyQuantum Capital Management otherCrosspoint Capital Management otherOtherAug 18, 2014Aug 11, 2014
Brett Jonathan MeyerQuantum Capital Management otherTowle & Co mixed wealthOtherMar 11, 2013Nov 14, 2025 (4631 d)
Matthew Allen JohnsonQuantum Capital Management otherPerigon Wealth Management, LLC otherOtherFeb 4, 2013Jul 2, 2013 (148 d)
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9 moves match.