DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Heck Capital Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Joseph Bogard | Heck Capital Advisors, LLC mixed wealth | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 23, 2024 | Aug 22, 2024 |
| Alison Elizabeth Couch | Heck Capital Advisors, LLC mixed wealth | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Jun 28, 2024 | Jun 7, 2024 |
| Nils Johan Dillon | Heck Capital Advisors, LLC mixed wealth | Pegasus Partners independent RIA | RIA to RIA | Mar 7, 2023 | Jul 10, 2023 (125 d) |
| Maria Cristina Vasquez | Heck Capital Advisors, LLC mixed wealth | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Sep 17, 2019 | Jul 24, 2020 (311 d) |
| Bradley James O'Loughlin | Heck Capital Advisors, LLC other | Resonant Capital Advisors, LLC no RAUM | Other | Nov 30, 2018 | Dec 17, 2018 |
| Timothy Shane Bickmore | Heck Capital Advisors, LLC other | Poehling Capital Management, Inc. other | Other | Sep 4, 2014 | Oct 9, 2014 (35 d) |
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6 moves match.