DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Wealth Legacy Institute, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kimberly Louise Curtis | Wealth Legacy Institute, Inc. independent RIA | Cerity Partners LLC independent RIA | RIA to RIA | May 20, 2024 | Apr 1, 2024 |
| Justin Michael Hobbs | Wealth Legacy Institute, Inc. independent RIA | Cerity Partners LLC independent RIA | RIA to RIA | May 20, 2024 | Apr 1, 2024 |
| Cashel Nicole Giordano | Wealth Legacy Institute, Inc. independent RIA | Cerity Partners LLC independent RIA | RIA to RIA | May 20, 2024 | Apr 1, 2024 |
| Christopher Nagle | Wealth Legacy Institute, Inc. other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 5, 2018 | Jun 13, 2018 (128 d) |
| Niels August Jepsen | Wealth Legacy Institute, Inc. other | Systematic Wealth Management, Inc. state registered | Other | Sep 28, 2017 | Jun 16, 2023 (2087 d) |
| Terri Lynn Propp | Wealth Legacy Institute, Inc. other | Gill Capital Partners other | Other | Nov 25, 2014 | Dec 17, 2014 |
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6 moves match.