DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Smith Anglin Financial, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Erick Byrum Dahl | Smith Anglin Financial, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 8, 2025 | Jul 2, 2025 |
| Casey J Vogel | Smith Anglin Financial, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 8, 2025 | Jul 7, 2025 |
| Brian Michael Bergman | Smith Anglin Financial, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 8, 2025 | Jul 12, 2025 |
| Jeffrey Scott Dunn | Smith Anglin Financial, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 8, 2025 | Jul 2, 2025 |
| Weston Alan Pollock | Smith Anglin Financial, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 30, 2025 | Jul 8, 2025 |
| Christopher Lott | Smith Anglin Financial, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 30, 2025 | Jul 7, 2025 |
| Steven Wayne Anglin | Smith Anglin Financial, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 30, 2025 | Jul 8, 2025 |
| Dan C. Drummond | Smith Anglin Financial, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 30, 2025 | Jul 7, 2025 |
| David Camarillo | Smith Anglin Financial, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 30, 2025 | Jul 7, 2025 |
| Debra Faye Selvidge | Smith Anglin Financial, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 30, 2025 | Jul 7, 2025 |
| Roger Vincent Meadors | Smith Anglin Financial, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 30, 2025 | Jun 30, 2025 |
| John S Snider | Smith Anglin Financial, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 30, 2025 | Jul 8, 2025 |
| Tara Marie Williams | Smith Anglin Financial, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 30, 2025 | Jul 3, 2025 |
| Wayne Worthington | Smith Anglin Financial, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 30, 2025 | Jul 7, 2025 |
| William Pierce Glenn | Smith Anglin Financial, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 30, 2025 | Jul 9, 2025 |
| Harrison Spencer Hamilton | Smith Anglin Financial, LLC independent RIA | Sunbelt Securities BD affiliated | RIA to affiliated broker-dealer or bank | Jun 6, 2025 | Jun 4, 2025 |
| Jared Wesley Ford | Smith Anglin Financial, LLC independent RIA | Avantax Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Oct 27, 2022 | Oct 27, 2022 |
| Charles Raymond Mays | Smith Anglin Financial, LLC independent RIA | Sloan Investment Management, L.L.C. independent RIA | RIA to RIA | Jun 20, 2019 | Oct 4, 2019 (106 d) |
| Philip Joseph Floyd | Smith Anglin Financial, LLC other | Forvis Mazars Wealth Advisors, LLC other | Other | Jan 15, 2014 | Jan 17, 2014 |
| Andrew Christopher Hunt | Smith Anglin Financial, LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Nov 10, 2011 | Dec 23, 2011 (43 d) |
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20 moves match.