DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Mkd Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Brian Komara | Mkd Wealth independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 21, 2018 | Sep 17, 2018 |
| Brett Charles Busuttil | Mkd Wealth other | Spc other | Other | Jan 3, 2017 | Jan 3, 2017 |
| Sarah A Jelinek | Mkd Wealth other | Equitable Advisors, LLC national BD | Other | May 15, 2013 | May 22, 2013 |
| Scott James Picklo | Mkd Wealth other | Morgan Stanley wirehouse | Other | Dec 19, 2011 | Jan 11, 2012 |
| Neil Dylewski | Mkd Wealth other | Strategic Advisers LLC national BD | Other | Sep 14, 2010 | Jun 5, 2014 (1360 d) |
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5 moves match.