DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Genex Consulting

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Chad Michael HemphillGenex Consulting independent RIASummit Financial, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 29, 2025Nov 4, 2024
Brian Allen ReddersGenex Consulting independent RIASummit Financial, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 29, 2025Nov 4, 2024
Michael Joseph SluhanGenex Consulting independent RIASummit Financial, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 29, 2025Nov 4, 2024
Ethan Marc SilvermanGenex Consulting independent RIASummit Financial, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 29, 2025Nov 4, 2024
Andrew Robert IshmaelGenex Consulting independent RIASummit Financial, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 28, 2025Nov 4, 2024
Quintin Andrew HogrefeGenex Consulting independent RIASummit Financial, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 28, 2025Nov 4, 2024
Todd Robert BirkenholzGenex Consulting independent RIASummit Financial, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 28, 2025Nov 4, 2024
Benjamin M KlutenkamperGenex Consulting independent RIASummit Financial, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 28, 2025Nov 4, 2024
Jacob Michael HemphillGenex Consulting independent RIASummit Financial, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 28, 2025Nov 4, 2024
Sarah HehmeyerGenex Consulting independent RIASummit Financial, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 28, 2025Nov 4, 2024
Robert J DruryGenex Consulting independent RIASummit Financial, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 28, 2025Nov 4, 2024
Mitchel PaganoGenex Consulting independent RIASummit Financial, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 28, 2025Nov 4, 2024
Nicholas Paul WerkmeisterGenex Consulting independent RIASummit Financial, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 28, 2025Nov 4, 2024
Curtis Scott ShillingsfordGenex Consulting independent RIASummit Financial, LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 23, 2025Jan 14, 2025
Samuel D'Arcy Cox FoxGenex Consulting independent RIAU.S. Bancorp Investments, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 30, 2023Jul 24, 2023
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15 moves match.