DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Ehlers
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jason William Roeske | Ehlers institutional | Oakwood Capital, Inc. independent RIA | Other | May 27, 2022 | Apr 7, 2022 |
| Patrick Nolan Thiel | Ehlers institutional | Kerberrose Wealth Management, LLC independent RIA | Other | Nov 13, 2020 | Jan 22, 2021 (70 d) |
| Maureen Coogan Holsen | Ehlers institutional | Ellenbecker Investment Group independent RIA | Other | Sep 6, 2019 | Sep 11, 2019 |
| John Henry Piemonte | Ehlers institutional | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | May 25, 2018 | Jun 21, 2022 (1488 d) |
| Jack Edward Fay | Ehlers other | RBC Capital Markets, LLC national BD | Other | Apr 5, 2018 | Apr 11, 2018 |
| Jack Benjamin Samuels | Ehlers other | UBS Financial Services Inc. wirehouse | Other | Nov 2, 2017 | Nov 28, 2017 |
| Daniel Lee Dedecker | Ehlers other | Spectrum Investment Advisors, Inc. independent RIA | Other | Sep 17, 2014 | Jun 18, 2020 (2101 d) |
| Brian Eugene Mann | Ehlers other | Raymond James Financial Services Advisors, Inc other | Other | May 17, 2012 | May 25, 2012 |
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8 moves match.