DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Watermark Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Charles Ricky Skinner | Watermark Wealth Management, LLC independent RIA | An Exceptional Life Financial, LLC independent RIA | RIA to RIA | Dec 31, 2021 | Nov 14, 2021 |
| Nathan E Carmany | Watermark Wealth Management, LLC independent RIA | Schwab Wealth Advisory, Inc. no RAUM | Other | Dec 31, 2021 | Dec 26, 2023 (725 d) |
| Brandon Carl Phillips | Watermark Wealth Management, LLC independent RIA | Mariner Wealth Advisors other | Other | Jul 10, 2014 | Aug 28, 2014 (49 d) |
| Zachary Ryan Schroer | Watermark Wealth Management, LLC independent RIA | LPL Financial LLC other | Other | Jul 2, 2009 | Jun 2, 2009 |
| Frank Joseph Esposito | Watermark Wealth Management, LLC independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Apr 16, 2009 | Sep 11, 2009 (148 d) |
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5 moves match.