DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Estate Planning Professionals
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Rodney Charles Peters | Estate Planning Professionals other | Aegis Wealth Management, Inc. independent RIA | Other | Aug 27, 2021 | Sep 2, 2021 |
| Shawn Michael Arseneau | Estate Planning Professionals other | Gravitas Wealth Partners unclassified | Other | Jul 14, 2015 | Jun 3, 2014 |
| Lowell Thomas Fletcher | Estate Planning Professionals other | American Capital Management, Inc. state registered | Other | Dec 16, 2014 | Dec 17, 2014 |
| Edward Gerard Siddell | Estate Planning Professionals other | Prosperity Capital Advisors other | Other | Jun 30, 2011 | Nov 17, 2011 (140 d) |
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4 moves match.