DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Fiducia Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Charles Howard Kennedy | Fiducia Group, LLC institutional | Global Retirement Partners LLC institutional | Other | Mar 4, 2022 | Dec 1, 2021 |
| James Jacob Bartoszewicz | Fiducia Group, LLC institutional | Global Retirement Partners LLC institutional | Other | Mar 4, 2022 | Dec 1, 2021 |
| Steven James Bartoszewicz | Fiducia Group, LLC institutional | Global Retirement Partners LLC institutional | Other | Mar 4, 2022 | Dec 1, 2021 |
| Courtenay Virginia Shipley | Fiducia Group, LLC other | Retirement Planology, Inc. no RAUM | Other | May 30, 2014 | May 30, 2014 |
Page 1 of 1
4 moves match.