DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Wealth Cmt

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Andrew Jay BarnettWealth Cmt independent RIAHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 23, 2023Oct 19, 2023
Eric FederWealth Cmt independent RIAHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 23, 2023Oct 19, 2023
Andrew JohnstonWealth Cmt independent RIAHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 23, 2023Sep 18, 2023
Michael VinciWealth Cmt independent RIAHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 23, 2023Sep 18, 2023
Dustin Michael WillingWealth Cmt independent RIAKestra Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 10, 2023Aug 28, 2023 (140 d)
Joseph Dominic DicriscioWealth Cmt independent RIALincoln Investment BD affiliatedRIA to affiliated broker-dealer or bankJan 7, 2022Jan 20, 2022
Ryan RickusWealth Cmt independent RIAEmpirikal Partners LLC state registeredRIA to a state-registered adviserJun 3, 2020Jul 16, 2020 (43 d)
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7 moves match.