DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Wealth Cmt
Legal name Wealth Creation Management & Transfer, LLC
Latest filing Mar 22, 2023
First filing on the tape Dec 1, 2014 · 26 filings
RAUM
$264M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$261M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$264M as of Mar 22, 2023
Jan 30, 2015$106M then
HNW client RAUM$224M as of Mar 22, 2023
Mar 2, 2018$125M then
State-registered IARs (5.B.3)5 as of Mar 22, 2023
Jan 30, 20152 then
Employees (5.A)6 as of Mar 22, 2023
Jan 30, 20155 then
Private funds: no history
RAUM -9.2% over the last fiscal year+10% a year over threeIARs 4 to 5
Practice profile
derived from the filing of Mar 22, 2023; every figure names its basis
- RAUM per advisor
- $52.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 45derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $206,323derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -9.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.7%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$224M85%
- Individuals$37.5M14%
- Charitable organizations$2.7M1.0%
- Pension and profit-sharing plans$316,8470.1%
- Individual clients
- 139reported
- HNW clients
- 86reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,280reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Andrew Jay Barnett to Hightower Advisors, LLCOct 23, 2023 · RIA to affiliated broker-dealer or bank
- Eric Feder to Hightower Advisors, LLCOct 23, 2023 · RIA to affiliated broker-dealer or bank
- Andrew Johnston to Hightower Advisors, LLCOct 23, 2023 · RIA to affiliated broker-dealer or bank
- Michael Vinci to Hightower Advisors, LLCOct 23, 2023 · RIA to affiliated broker-dealer or bank
- Dustin Michael Willing to Kestra Advisory Services, LLCApr 10, 2023 · RIA to affiliated broker-dealer or bank
- Joseph Dominic Dicriscio to Lincoln InvestmentJan 7, 2022 · RIA to affiliated broker-dealer or bank
- Ryan Rickus to Empirikal Partners LLCJun 3, 2020 · RIA to a state-registered adviser
Joined, latest
- Dustin Michael Willing from Vanguard Advisers, Inc.May 11, 2022 · Affiliated broker-dealer or bank to independent RIA
- Joseph Dominic Dicriscio from Osaic Fa, Inc.Feb 25, 2020 · Affiliated broker-dealer or bank to independent RIA
- Andrew Jay Barnett from Hornor, Townsend & Kent, LLCJul 21, 2008 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 4 left for Hightower Advisors, LLCOct 23, 2023 · Cherry Hill, Nj · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Jay Andrew Barnett · Managing Membercontrolsince 04/2008 · owns 50% to 75%
- Matthew Eric Feder · Managing Membercontrolsince 01/2010 · owns 50% to 75%
- Jude Andrew Johnston · Chief Compliance Officersince 05/2021 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Cherry Hill, Nj · principal | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,186 to 1,280Mar 9, 2022 to Mar 22, 2023
- Advisory employees · 4 to 5Mar 9, 2022 to Mar 22, 2023
- HNW clients · 93 to 86Mar 9, 2022 to Mar 22, 2023
- Individual clients · 124 to 139Mar 9, 2022 to Mar 22, 2023
- Assets in custody · 70512693.0 to unsetMar 9, 2022 to Mar 22, 2023
- Custody of client assets · true to falseMar 9, 2022 to Mar 22, 2023
- State-registered IARs · 4 to 5Mar 9, 2022 to Mar 22, 2023
- Discretionary RAUM · $291M to $264MMar 9, 2022 to Mar 22, 2023
- HNW RAUM · $254M to $224MMar 9, 2022 to Mar 22, 2023
- Individual RAUM · $30.5M to $37.5MMar 9, 2022 to Mar 22, 2023
- Pension RAUM · $986,304 to $316,847Mar 9, 2022 to Mar 22, 2023
- RAUM · $291M to $264MMar 9, 2022 to Mar 22, 2023
- Accounts · 1,081 to 1,186Oct 21, 2021 to Mar 9, 2022
- Advisory employees · 5 to 4Oct 21, 2021 to Mar 9, 2022
- Charity clients · 2.0 to unsetOct 21, 2021 to Mar 9, 2022
- Corporate clients · 1 to 0Oct 21, 2021 to Mar 9, 2022
- HNW clients · 76 to 93Oct 21, 2021 to Mar 9, 2022
- Individual clients · 114 to 124Oct 21, 2021 to Mar 9, 2022
- Pension plan clients · 1.0 to unsetOct 21, 2021 to Mar 9, 2022
- Assets in custody · $37.9M to $70.5MOct 21, 2021 to Mar 9, 2022
- State-registered IARs · 5 to 4Oct 21, 2021 to Mar 9, 2022
- Discretionary RAUM · $236M to $291MOct 21, 2021 to Mar 9, 2022
- HNW RAUM · $197M to $254MOct 21, 2021 to Mar 9, 2022
- Individual RAUM · $34.3M to $30.5MOct 21, 2021 to Mar 9, 2022
- Pension RAUM · $386,020 to $986,304Oct 21, 2021 to Mar 9, 2022
- RAUM · $236M to $291MOct 21, 2021 to Mar 9, 2022
- Accounts · 954 to 1,081Sep 23, 2020 to Mar 17, 2021
- Charity clients · 1 to 2Sep 23, 2020 to Mar 17, 2021
- Corporate clients · 0 to 1Sep 23, 2020 to Mar 17, 2021
- HNW clients · 66 to 76Sep 23, 2020 to Mar 17, 2021
- Individual clients · 93 to 114Sep 23, 2020 to Mar 17, 2021
- Pension plan clients · 14 to 1Sep 23, 2020 to Mar 17, 2021
- Assets in custody · $27.6M to $37.9MSep 23, 2020 to Mar 17, 2021
- Employees · 7 to 6Sep 23, 2020 to Mar 17, 2021
- Discretionary RAUM · $196M to $236MSep 23, 2020 to Mar 17, 2021
- HNW RAUM · $158M to $197MSep 23, 2020 to Mar 17, 2021
- Individual RAUM · $34.9M to $34.3MSep 23, 2020 to Mar 17, 2021
- Pension RAUM · $664,831 to $386,020Sep 23, 2020 to Mar 17, 2021
- RAUM · $196M to $236MSep 23, 2020 to Mar 17, 2021
- Accounts · 907 to 954Mar 27, 2019 to Mar 20, 2020
Signals
8 dated events
- Eric Feder left Wealth Cmt for Hightower Advisors, Llc (registered 2023-10-19)Oct 23, 2023 · Advisor changed firm · fact
- Andrew Jay Barnett left Wealth Cmt for Hightower Advisors, Llc (registered 2023-10-19)Oct 23, 2023 · Advisor changed firm · fact
- Andrew Johnston left Wealth Cmt for Hightower Advisors, Llc (registered 2023-09-18)Oct 23, 2023 · Advisor changed firm · fact
- Michael Vinci left Wealth Cmt for Hightower Advisors, Llc (registered 2023-09-18)Oct 23, 2023 · Advisor changed firm · fact
- Wealth Cmt's advisors moved to Hightower Advisors, LLC (Cherry Hill, NJ): 4 of 4 registered, on the same dayOct 23, 2023 · Firm absorbed (people side) · derived
- Dustin Michael Willing left Wealth Cmt for Kestra Advisory Services, Llc (registered 2023-08-28)Apr 10, 2023 · Advisor changed firm · fact
- Joseph Dominic Dicriscio left Wealth Cmt for Lincoln Investment (registered 2022-01-20)Jan 7, 2022 · Advisor changed firm · fact
- Wealth Cmt filed its initial SEC registration (Form ADV)Dec 1, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026