DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Midland Financial Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Heath William SorensonMidland Financial Advisors, Inc. independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankOct 29, 2021Sep 8, 2022 (314 d)
Joshua Miles KettlesonMidland Financial Advisors, Inc. independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankOct 29, 2021Nov 22, 2021
Frank Christopher SchultzMidland Financial Advisors, Inc. independent RIAMidland Wealth Management otherOtherOct 29, 2021Aug 18, 2023 (658 d)
Daniel William WilsonMidland Financial Advisors, Inc. independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankMar 10, 2021Feb 16, 2021
Toby John PrestegaardMidland Financial Advisors, Inc. independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankMar 10, 2021Mar 8, 2021
Anna Marie JaegerMidland Financial Advisors, Inc. independent RIARobert W. Baird & Co. Incorporated mixed wealthRIA to RIAAug 4, 2020Aug 4, 2020
Naomi Karol AckleyMidland Financial Advisors, Inc. independent RIAAnnex Wealth Management, LLC independent RIARIA to RIASep 16, 2019Oct 14, 2019
Stephanie Ann JacobsMidland Financial Advisors, Inc. independent RIAMidland Wealth Management otherOtherMar 15, 2019Jun 3, 2024 (1907 d)
Stephen Daniel HofmannMidland Financial Advisors, Inc. independent RIARidgeline Private Wealth independent RIARIA to RIAMar 15, 2019May 5, 2022 (1147 d)
Robert Terrence DignanMidland Financial Advisors, Inc. independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankJan 9, 2019Mar 13, 2020 (429 d)
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10 moves match.