DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Harvest Financial Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| William Joseph Hopke | Harvest Financial Group, LLC other | Ballardsville Investment Advisors state registered | Other | Feb 23, 2017 | Feb 15, 2017 |
| Patrick Carroll Peason | Harvest Financial Group, LLC other | Sound Income Strategies, LLC other | Other | Feb 12, 2016 | Feb 12, 2016 |
| Angel Richelle Way | Harvest Financial Group, LLC other | Integrity Alliance, LLC other | Other | Dec 22, 2015 | Nov 5, 2015 |
| George Elias | Harvest Financial Group, LLC other | Integrity Alliance, LLC other | Other | Oct 13, 2015 | Sep 8, 2015 |
| Timothy Hartsfield Nasworthy | Harvest Financial Group, LLC other | Arsenal 401k Advisors state registered | Other | Sep 4, 2014 | Oct 21, 2014 (47 d) |
| Sidney Reese Smith | Harvest Financial Group, LLC other | Royal Fund Management, LLC other | Other | Dec 17, 2013 | Dec 17, 2013 |
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6 moves match.