DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Seelaus Asset Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jed Glick | Seelaus Asset Management, LLC other | LPL Financial LLC BD affiliated | Other | Mar 31, 2026 | Mar 30, 2026 |
| James Paul O'Mealia | Seelaus Asset Management, LLC mixed wealth | Bcs Private Wealth Management independent RIA | RIA to RIA | Jun 15, 2023 | Jun 15, 2023 |
| Craig Barry Weiss | Seelaus Asset Management, LLC other | Summit Equities Inc other | Other | Jul 24, 2017 | Jun 30, 2017 |
| Richard Charles Callaghan | Seelaus Asset Management, LLC other | Capitol Securities Management, Inc. other | Other | May 15, 2015 | May 15, 2015 |
| Michael James Rabbitt | Seelaus Asset Management, LLC other | Advice And Planning Services other | Other | Apr 25, 2013 | Jan 30, 2015 (645 d) |
| James Norman Riley | Seelaus Asset Management, LLC other | Oppenheimer & Co. Inc. other | Other | Mar 12, 2013 | Mar 5, 2013 |
| Michael John Smith | Seelaus Asset Management, LLC other | Hsbc Securities (USA) Inc. other | Other | Feb 11, 2013 | Apr 16, 2015 (794 d) |
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7 moves match.