DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Delta Investment Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John Robert SouterDelta Investment Management, LLC independent RIARail-Splitter Capital Management LLC no RAUMRIA to a newly registered adviserMar 23, 2026Mar 3, 2026
Hardeep SinghDelta Investment Management, LLC independent RIAPk Wealth Advisors state registeredRIA to a state-registered adviserJun 12, 2025Jun 30, 2025
Darren James VilardoDelta Investment Management, LLC independent RIATekton Wealth Advisors state registeredRIA to a state-registered adviserApr 7, 2025Sep 16, 2024
Jason Bryce VanclefDelta Investment Management, LLC independent RIAChicago Capital Management Advisors, LLC otherOtherDec 31, 2021Jan 7, 2022
Michael DiprimioDelta Investment Management, LLC independent RIAChicago Capital Management Advisors, LLC independent RIARIA to RIADec 31, 2021Jan 1, 2025 (1097 d)
Patrick MoreheadDelta Investment Management, LLC independent RIAQuiver Financial Holdings LLC state registeredRIA to a state-registered adviserFeb 16, 2021Jan 1, 2025 (1415 d)
John Solari BakerDelta Investment Management, LLC independent RIAAtlas Capital Advisors Inc. independent RIARIA to RIADec 31, 2020Dec 2, 2025 (1797 d)
Sheldon SingletonDelta Investment Management, LLC independent RIAChicago Capital Management Advisors, LLC otherOtherAug 20, 2020Sep 13, 2022 (754 d)
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8 moves match.