DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from United Advisors Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Robert Joseph CampbellUnited Advisors Services, LLC independent RIAB. Riley Wealth Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankNov 4, 2020Sep 24, 2020
James RoseUnited Advisors Services, LLC independent RIAB. Riley Wealth Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 22, 2020Sep 18, 2020
Roy Elmer McguffinUnited Advisors Services, LLC independent RIAB. Riley Wealth Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 18, 2020Sep 29, 2020
Mary Donna StoneUnited Advisors Services, LLC independent RIAB. Riley Wealth Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 17, 2020Sep 14, 2020
Michelle Marie MaloneUnited Advisors Services, LLC independent RIAB. Riley Wealth Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 17, 2020Sep 14, 2020
Karla Patricia LemaUnited Advisors Services, LLC independent RIAB. Riley Wealth Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 17, 2020Sep 13, 2020
Jerrold Stephen KleinUnited Advisors Services, LLC independent RIAB. Riley Wealth Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 17, 2020Sep 13, 2020
Randall Jay KronourUnited Advisors Services, LLC independent RIAB. Riley Wealth Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 17, 2020Sep 18, 2020
Clancy J AtkinsonUnited Advisors Services, LLC independent RIAB. Riley Wealth Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 17, 2020Sep 13, 2020
Todd William BergerUnited Advisors Services, LLC independent RIAB. Riley Wealth Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 17, 2020Sep 14, 2020
David Charles KronourUnited Advisors Services, LLC independent RIAB. Riley Wealth Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 17, 2020Sep 13, 2020
Thomas Raymond SkeltonUnited Advisors Services, LLC independent RIAB. Riley Wealth Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 17, 2020Sep 13, 2020
Roger Martin FaulringUnited Advisors Services, LLC independent RIAB. Riley Wealth Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 17, 2020Sep 14, 2020
Marva Lou KingUnited Advisors Services, LLC independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 31, 2020Jul 24, 2020
Michael Thomas GillUnited Advisors Services, LLC independent RIAB. Riley Wealth Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2018Jan 15, 2019
Donald Lee RoseenUnited Advisors Services, LLC independent RIALake Street independent RIARIA to RIASep 26, 2018Sep 14, 2018
Derek A GhiaUnited Advisors Services, LLC independent RIAGreensview Wealth Management no RAUMRIA to a newly registered adviserSep 12, 2018Aug 8, 2018
Justin Michael TerzoUnited Advisors Services, LLC independent RIALake Street no RAUMRIA to a newly registered adviserJun 15, 2018May 16, 2018
Joseph David StockUnited Advisors Services, LLC independent RIALake Street no RAUMRIA to a newly registered adviserJun 15, 2018May 16, 2018
Carmel Ann FurtadoUnited Advisors Services, LLC otherBay Colony Advisors independent RIAOtherMar 21, 2018Feb 23, 2023 (1800 d)
Paul Norman FranklinUnited Advisors Services, LLC otherFranklin Trend Investment Management, LLC state registeredOtherMar 31, 2017Apr 27, 2016
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21 moves match.