DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Vfg Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Mark Andrew Trewitt	Vfg Advisors, Inc. other	Delta Investment Management, LLC independent RIA	Other	Dec 31, 2018	Sep 3, 2019 (246 d)
Sheldon Singleton	Vfg Advisors, Inc. other	Delta Investment Management, LLC independent RIA	Other	Dec 31, 2018	Nov 1, 2018
Jason Bryce Vanclef	Vfg Advisors, Inc. other	Westpark Capital, Inc. other	Other	Dec 31, 2018	Oct 10, 2017
Patrick Morehead	Vfg Advisors, Inc. other	Delta Investment Management, LLC independent RIA	Other	Dec 31, 2018	Nov 1, 2018
John Martin Brady	Vfg Advisors, Inc. other	Triumph Wealth Advisors, Inc. independent RIA	Other	Apr 3, 2018	Apr 12, 2018
Thomas Krueger	Vfg Advisors, Inc. other	Ladenburg Thalmann Asset Management Inc other	Other	Apr 5, 2017	Apr 5, 2017
Demetrio Joselito Munoz	Vfg Advisors, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Oct 17, 2016	Nov 30, 2016 (44 d)
Brian Michael Lehner	Vfg Advisors, Inc. other	Berthel Fisher & Company Financial Services, Inc. other	Other	Jun 25, 2015	Jun 24, 2015
Eric Stanley Shaffer	Vfg Advisors, Inc. other	Advisor Resource Council other	Other	Mar 19, 2014	Aug 15, 2014 (149 d)
Brittney Erin Kolesar	Vfg Advisors, Inc. other	1st Global Advisors Inc other	Other	Apr 19, 2013	May 14, 2013
Clark David Dearmond	Vfg Advisors, Inc. other	Secure Investment Management, LLC other	Other	Aug 2, 2012	Aug 25, 2017 (1849 d)
Kristopher Bryan Field	Vfg Advisors, Inc. other	Jrl Capital Advisors LLC other	Other	Sep 14, 2011	Sep 12, 2013 (729 d)
William Frederick Delano	Vfg Advisors, Inc. other	First Financial Equity Corporation other	Other	Jan 13, 2011	Oct 1, 2012 (627 d)

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13 moves match.