DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Wiley Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
James L WileyWiley Group independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 2, 2019Jun 3, 2019
Donald RileyWiley Group independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 2, 2019Jun 1, 2019
Timothy HewittWiley Group independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 2, 2019Jun 1, 2019
Kimberly B JobsonWiley Group independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 2, 2019Jun 1, 2019
Kyle William PettigroveWiley Group otherTanager Wealth Management mixed wealthOtherOct 12, 2016Aug 13, 2018 (670 d)
Erin SearlWiley Group otherDimensional Fund Advisors LP otherOtherNov 2, 2015Jun 22, 2017 (598 d)
Ian Matthew ReitmanWiley Group otherRaymond James Financial Services Advisors, Inc otherOtherNov 30, 2012Oct 30, 2014 (699 d)
Edgar William LambertWiley Group otherRaymond James Financial Services Advisors, Inc otherOtherNov 16, 2012Nov 9, 2012
Alexander Foster CabotWiley Group otherRaymond James Financial Services Advisors, Inc otherOtherNov 14, 2012Nov 9, 2012
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9 moves match.