DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

W•••• G••••

Former SEC-registered adviserWest Conshohocken, PennsylvaniaCRD 150744SEC 801-70498IAPD
Legal name L••• Y••• V•••••• L••
Latest filing Feb 19, 2019
First filing on the tape Mar 24, 2012 · 16 filings
RAUM
$315M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$315M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$315M as of Feb 19, 2019
Mar 24, 2012$252M then
HNW client RAUM$193M as of Feb 19, 2019
Mar 26, 2018$201M then
State-registered IARs (5.B.3)4 as of Feb 19, 2019
Mar 24, 20120 then
Employees (5.A)10 as of Feb 19, 2019
Mar 20, 20138 then
Private funds: no history
RAUM -1.5% over the last fiscal year+10% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Feb 19, 2019; every figure names its basis
RAUM per advisor
$78.8MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
112derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.8MderivedHNW RAUM over HNW clients
Average account
$706,384derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.5derivedItem 5.A over advisors
Advisors per office
4.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-1.5%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+5.4%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
Custody
$140M, 261 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$193M61%
  • Individuals$122M39%
Individual clients
340reported
HNW clients
106reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
446reported
Financial planning clients
251-500reported
Wrap fee programs
noreported
Custody of client assets
$140M for 261 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • B•••••• S••••••• G• · Chief Compliance Officercontrol
      since 01/2013 · owns less than 5%
    • R••••• D•••••• L••••••• · Chief Investment Officercontrol
      since 11/2012 · owns 10% to 25%
    • W••••• J••••• L••••• · Managing Membercontrol
      since 10/2009 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 423 to 446
      Mar 26, 2018 to Feb 19, 2019
    • HNW clients · 94 to 106
      Mar 26, 2018 to Feb 19, 2019
    • Individual clients · 329 to 340
      Mar 26, 2018 to Feb 19, 2019
    • Discretionary RAUM · $320M to $315M
      Mar 26, 2018 to Feb 19, 2019
    • HNW RAUM · $201M to $193M
      Mar 26, 2018 to Feb 19, 2019
    • Individual RAUM · $119M to $122M
      Mar 26, 2018 to Feb 19, 2019
    • RAUM · $320M to $315M
      Mar 26, 2018 to Feb 19, 2019
    • Accounts · 403 to 423
      Dec 21, 2017 to Mar 26, 2018
    • HNW clients · unset to 94.0
      Dec 21, 2017 to Mar 26, 2018
    • Individual clients · unset to 329.0
      Dec 21, 2017 to Mar 26, 2018
    • Assets in custody · unset to 140226389.0
      Dec 21, 2017 to Mar 26, 2018
    • Custody of client assets · false to true
      Dec 21, 2017 to Mar 26, 2018
    • Employees · 9 to 10
      Dec 21, 2017 to Mar 26, 2018
    • Discretionary RAUM · $278M to $320M
      Dec 21, 2017 to Mar 26, 2018
    • HNW RAUM · unset to 200885023.0
      Dec 21, 2017 to Mar 26, 2018
    • Individual RAUM · unset to 119049500.0
      Dec 21, 2017 to Mar 26, 2018
    • RAUM · $278M to $320M
      Dec 21, 2017 to Mar 26, 2018
    • Other offices · unset to 0.0
      Sep 12, 2017 to Dec 21, 2017
    • Accounts · 434 to 403
      Oct 18, 2016 to Mar 27, 2017
    • Discretionary RAUM · $236M to $278M
      Oct 18, 2016 to Mar 27, 2017
    • RAUM · $236M to $278M
      Oct 18, 2016 to Mar 27, 2017
    • Accounts · 407 to 434
      Mar 30, 2015 to Mar 25, 2016
    • Advisory employees · 6 to 4
      Mar 30, 2015 to Mar 25, 2016
    • State-registered IARs · 6 to 4
      Mar 30, 2015 to Mar 25, 2016
    • Discretionary RAUM · $246M to $236M
      Mar 30, 2015 to Mar 25, 2016
    • RAUM · $246M to $236M
      Mar 30, 2015 to Mar 25, 2016
    • Accounts · 352 to 407
      Apr 28, 2014 to Mar 30, 2015
    • Advisory employees · 5 to 6
      Apr 28, 2014 to Mar 30, 2015
    • Employees · 8 to 9
      Apr 28, 2014 to Mar 30, 2015
    • State-registered IARs · 5 to 6
      Apr 28, 2014 to Mar 30, 2015
    • Discretionary RAUM · $217M to $246M
      Apr 28, 2014 to Mar 30, 2015
    • RAUM · $217M to $246M
      Apr 28, 2014 to Mar 30, 2015
    • Accounts · 425 to 352
      Apr 1, 2013 to Mar 24, 2014
    • Advisory employees · 7 to 5
      Apr 1, 2013 to Mar 24, 2014
    • Advisory activities · 3 to 4
      Apr 1, 2013 to Mar 24, 2014
    • Discretionary RAUM · $211M to $217M
      Apr 1, 2013 to Mar 24, 2014
    • RAUM · $211M to $217M
      Apr 1, 2013 to Mar 24, 2014
    • Business name · L••• Y••• V•••••• L•• to W•••• G••••
      Mar 20, 2013 to Apr 1, 2013
    • Accounts · 949 to 425
      Feb 13, 2013 to Mar 20, 2013
    • Advisory employees · 6 to 7
      Feb 13, 2013 to Mar 20, 2013
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026