DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Axos Invest, Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Emily Liao Yu | Axos Invest, Inc independent RIA | Advice And Planning Services BD affiliated | RIA to affiliated broker-dealer or bank | Aug 3, 2026 | Aug 11, 2026 |
| Jacob Klevatt Bentley | Axos Invest, Inc independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 14, 2026 | May 7, 2026 |
| Jorge Antonio Guzman | Axos Invest, Inc independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 25, 2026 | May 20, 2026 (56 d) |
| Noah Cicciarelli | Axos Invest, Inc independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Jan 6, 2026 | Jan 23, 2026 |
| Ryan A Mccollum | Axos Invest, Inc independent RIA | Ameritas Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 2, 2025 | Jan 13, 2025 |
| Haylie Michelle Kalinowski | Axos Invest, Inc independent RIA | UBS Financial Services Inc. wirehouse | RIA to wirehouse | Jan 2, 2024 | Jan 23, 2024 |
| Ria Gost | Axos Invest, Inc independent RIA | Scf Investment Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 7, 2020 | Mar 3, 2022 (451 d) |
| Herbert Wilson Moore | Axos Invest, Inc independent RIA | Olive Tree Ridge Investment Advisors state registered | RIA to a state-registered adviser | Jul 23, 2019 | Oct 28, 2019 (97 d) |
| Dave Paul Steinbeck | Axos Invest, Inc other | Wells Fargo Advisors wirehouse | Other | Mar 30, 2017 | Jun 17, 2016 |
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9 moves match.