DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Delphi Private Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gary Steven Hirschfeld | Delphi Private Advisors independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 8, 2019 | Jul 15, 2019 |
| Keith Fraser Mckenzie | Delphi Private Advisors independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 8, 2019 | Jan 1, 2025 (1973 d) |
| Darren Michael Reinig | Delphi Private Advisors independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 8, 2019 | Jul 15, 2019 |
| Margoth Romero | Delphi Private Advisors independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 8, 2019 | Jul 15, 2019 |
| Cynthia Edythe Gatlin | Delphi Private Advisors independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 8, 2019 | Jul 15, 2019 |
| Daniel James Goldstein | Delphi Private Advisors independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 8, 2019 | Jul 15, 2019 |
| Gregory Jerome Jankowski | Delphi Private Advisors independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 8, 2019 | Jan 1, 2025 (1973 d) |
| Alexandria Nicole Harris | Delphi Private Advisors independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 8, 2019 | Jul 15, 2019 |
| Joshua Keith Harlan | Delphi Private Advisors independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 8, 2019 | Jul 15, 2019 |
| Stephanie Ellen Bryan | Delphi Private Advisors independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 15, 2019 | Jul 16, 2019 |
| Brett Gregory Hughes | Delphi Private Advisors independent RIA | Alphacore Capital LLC independent RIA | RIA to RIA | Jun 1, 2018 | Aug 20, 2018 (80 d) |
| Carl Robinson Adams | Delphi Private Advisors independent RIA | Alphacore Capital LLC independent RIA | RIA to RIA | Mar 20, 2018 | May 1, 2018 (42 d) |
| Stewart Darrell | Delphi Private Advisors other | Harris Financial Advisors, Inc. other | Other | Apr 27, 2016 | May 3, 2016 |
| Kathleen Lynda Burke | Delphi Private Advisors other | Equita Financial Network, Inc. independent RIA | Other | Aug 5, 2015 | Feb 6, 2017 (551 d) |
| Scott Titone Kilian | Delphi Private Advisors other | The Family Firm, Inc. other | Other | Nov 1, 2011 | Dec 3, 2012 (398 d) |
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15 moves match.