DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Southeast Financial Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Edward Blair SecrestSoutheast Financial Group independent RIASummit Financial, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2024Jan 1, 2025
Chad Philip TrevithickSoutheast Financial Group independent RIASummit Financial, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2024Jan 1, 2025
John Paul SleesmanSoutheast Financial Group independent RIASummit Financial, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2024Jan 1, 2025
Keith StabasefskiSoutheast Financial Group independent RIACapital One Investing, Inc. independent RIARIA to RIANov 11, 2019Nov 20, 2019
William Brantley BissettSoutheast Financial Group independent RIAPortus Wealth Advisors, LLC independent RIARIA to RIAFeb 28, 2019Feb 8, 2019
Robert Wilson RevelsSoutheast Financial Group otherPiecapital state registeredOtherAug 2, 2016Jan 2, 2024 (2709 d)
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6 moves match.