DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Pacific Financial Strategies, Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jordan Scott Kane | Pacific Financial Strategies, Inc independent RIA | Hillcrest Financial Group independent RIA | RIA to RIA | Jan 17, 2023 | Jan 4, 2023 |
| Brenda Jean Coyle | Pacific Financial Strategies, Inc other | C 3 Financial Strategies state registered | Other | Jan 16, 2017 | Jan 3, 2013 |
| Simon Chung-Yee Liu | Pacific Financial Strategies, Inc other | Hcr Wealth Advisors other | Other | Apr 14, 2016 | Aug 8, 2016 (116 d) |
| Arthur Cole Garcia | Pacific Financial Strategies, Inc other | Atlas Financial Advisors, Inc. independent RIA | Other | Mar 30, 2012 | Mar 26, 2012 |
| Steven Paul Van Metre | Pacific Financial Strategies, Inc other | Atlas Financial Advisors, Inc. independent RIA | Other | Mar 30, 2012 | Apr 3, 2012 |
| Todd Justin Lerner | Pacific Financial Strategies, Inc other | Morgan Stanley wirehouse | Other | Jun 3, 2011 | Jun 14, 2011 |
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6 moves match.