DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Equanimity Financial Partners

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ricky Enrique BielEquanimity Financial Partners independent RIAFavor Wealth Advisors, LLC independent RIARIA to RIAMar 17, 2022Jul 6, 2022 (111 d)
Akiva FialkoffEquanimity Financial Partners independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseJan 10, 2022Nov 23, 2021
Joshua Eric ReyesEquanimity Financial Partners independent RIAThrivent Investment Management Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 22, 2018Aug 17, 2018 (56 d)
Luis A GaldamezEquanimity Financial Partners otherSurevest Wealth Management independent RIAOtherJan 22, 2018Jan 30, 2018
Roxana E SolorzanoEquanimity Financial Partners otherAllstate Financial Advisors, LLC BD affiliatedOtherJan 12, 2018Apr 24, 2018 (102 d)
Luis Francisco RosaEquanimity Financial Partners otherBrookstone Wealth Advisors, LLC independent RIAOtherOct 27, 2017Nov 14, 2017
Shawn Francis HightEquanimity Financial Partners otherAmeriprise Financial Services, LLC national BDOtherJan 25, 2017Jan 19, 2017
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7 moves match.