DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Etesian Wealth Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gregory Scott Barker | Etesian Wealth Advisors, Inc. other | Barker Wealth Management, LLC independent RIA | Other | Jun 1, 2015 | Jul 24, 2015 (53 d) |
| Tammi Jo Ortega | Etesian Wealth Advisors, Inc. other | Cgc Financial Services other | Other | May 5, 2015 | Nov 30, 2015 (209 d) |
| Eric J Stutzman | Etesian Wealth Advisors, Inc. other | Selkirk Wealth Advisors, LLC independent RIA | Other | Nov 26, 2014 | Nov 26, 2014 |
| Joseph Edward Fleischmann | Etesian Wealth Advisors, Inc. other | Commonwealth Financial Network national BD | Other | May 12, 2014 | May 12, 2014 |
| Steven Ray Cole | Etesian Wealth Advisors, Inc. other | Salmon Bay Wealth Management, LLC state registered | Other | May 28, 2013 | Apr 16, 2014 (323 d) |
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5 moves match.