DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Financial Life Focus, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Olga Leka RaykhelsonFinancial Life Focus, LLC independent RIAFarther independent RIARIA to RIAAug 7, 2024Jun 11, 2024
Hugues Gaston RivardFinancial Life Focus, LLC independent RIAFarther independent RIARIA to RIAAug 7, 2024Jun 10, 2024
Jeremy David LevinnFinancial Life Focus, LLC independent RIAFarther independent RIARIA to RIAAug 7, 2024Jun 10, 2024
Mollie SebakFinancial Life Focus, LLC independent RIAFarther independent RIARIA to RIAAug 7, 2024Jun 24, 2024
Joseph Chuo-Ju KuoFinancial Life Focus, LLC independent RIAFarther independent RIARIA to RIAAug 7, 2024Jun 11, 2024
Rowland PepitoFinancial Life Focus, LLC independent RIAAmerican Century Investments Private Client Group, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 1, 2020Sep 3, 2020
Alexander Lawrence CrisafiFinancial Life Focus, LLC independent RIANorthwestern Mutual Investment Services,LLC no RAUMOtherSep 5, 2019Jan 8, 2025 (1952 d)
Thomas Ronald FurdaFinancial Life Focus, LLC otherVanguard Advisers, Inc. BD affiliatedOtherMar 15, 2018Apr 12, 2018
Charles Patrick WeidmanFinancial Life Focus, LLC otherLPL Financial LLC otherOtherMar 29, 2012Mar 23, 2012
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9 moves match.