DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Vora Wealth Management, Pllc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Kenneth Herrmann | Vora Wealth Management, Pllc independent RIA | Simplicity Wealth independent RIA | RIA to RIA | Nov 1, 2023 | Nov 13, 2023 |
| Joseph Frank Lynch | Vora Wealth Management, Pllc independent RIA | Sowell Management independent RIA | RIA to RIA | Oct 18, 2023 | Oct 20, 2023 |
| Zachary Waldon | Vora Wealth Management, Pllc independent RIA | Equitable Advisors, LLC national BD | RIA to affiliated broker-dealer or bank | Aug 8, 2023 | Sep 7, 2023 |
| Tanner Ray Bortnem | Vora Wealth Management, Pllc independent RIA | Harmoney Wealth, Pllc state registered | RIA to a state-registered adviser | Mar 3, 2020 | Feb 26, 2020 |
| Marti Lynne Bryant | Vora Wealth Management, Pllc independent RIA | Trek Financial other | Other | Jan 4, 2016 | Jan 11, 2016 |
| David Chadwick Schiller | Vora Wealth Management, Pllc independent RIA | Aegis Wealth Partners, LLC state registered | RIA to a state-registered adviser | Aug 25, 2014 | Jul 29, 2014 |
| Sean Robert Balog | Vora Wealth Management, Pllc independent RIA | Process Design Capital Management LLC state registered | RIA to a state-registered adviser | Jul 22, 2014 | May 20, 2014 |
| Elizabeth Anne Ottersberg | Vora Wealth Management, Pllc independent RIA | Process Design Capital Management LLC state registered | RIA to a state-registered adviser | Jul 22, 2014 | May 20, 2014 |
| James Michael Garber | Vora Wealth Management, Pllc independent RIA | Process Design Capital Management LLC state registered | RIA to a state-registered adviser | Jul 22, 2014 | May 20, 2014 |
| Colin Joseph Hughes | Vora Wealth Management, Pllc independent RIA | Four Peaks Wealth Management, LLC unclassified | Other | May 2, 2014 | May 6, 2014 |
| Adam Benjamin Carlat | Vora Wealth Management, Pllc independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Feb 11, 2013 | Apr 25, 2013 (73 d) |
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11 moves match.