DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Financial Insight Center

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Scott Nathan SayreFinancial Insight Center independent RIAEp Wealth Advisors independent RIARIA to RIAOct 21, 2020Oct 19, 2020
Mark Rasmussen MatleyFinancial Insight Center independent RIAEp Wealth Advisors independent RIARIA to RIAOct 21, 2020Oct 22, 2020
David Warren TateFinancial Insight Center independent RIAEp Wealth Advisors independent RIARIA to RIAOct 21, 2020Oct 18, 2020
Richard S JankeFinancial Insight Center independent RIAEp Wealth Advisors independent RIARIA to RIAOct 21, 2020Oct 22, 2020
Timothy M GottfredsonFinancial Insight Center independent RIAEp Wealth Advisors independent RIARIA to RIAOct 21, 2020Oct 18, 2020
Brian Hazen WildeFinancial Insight Center independent RIAEp Wealth Advisors independent RIARIA to RIAOct 21, 2020Oct 22, 2020
Tyler Mark PetersenFinancial Insight Center independent RIAEp Wealth Advisors independent RIARIA to RIAOct 21, 2020Oct 22, 2020
Brady C JardineFinancial Insight Center independent RIAEp Wealth Advisors independent RIARIA to RIAOct 21, 2020Oct 22, 2020
Ryan Michael KrantzFinancial Insight Center independent RIAThe Insight Group, Inc. independent RIARIA to RIAOct 21, 2020Feb 7, 2020
Dallin Charles CutlerFinancial Insight Center independent RIAEp Wealth Advisors independent RIARIA to RIAOct 21, 2020Oct 22, 2020
Robert Austin DavisFinancial Insight Center independent RIAEp Wealth Advisors independent RIARIA to RIAOct 21, 2020Oct 22, 2020
Brett Vaughn CaldwellFinancial Insight Center otherModera Wealth Management, LLC otherOtherDec 4, 2017Dec 19, 2017
Brian James WileyFinancial Insight Center otherCascade Financial Management, Inc. otherOtherAug 1, 2011Aug 24, 2011
Steven Todd HillsteadFinancial Insight Center otherThe Insight Group, Inc. otherOtherJul 20, 2011Jun 14, 2010
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14 moves match.