DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Fund Direct Advisors Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Benjamin Gordon Bailey | Fund Direct Advisors Inc. other | Smith Salley Wealth Management independent RIA | Other | Apr 22, 2024 | Apr 30, 2024 |
| Craven Elkins Lowe | Fund Direct Advisors Inc. institutional | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 16, 2023 | Nov 14, 2023 |
| Ryan William Foster | Fund Direct Advisors Inc. institutional | Crossroads Financial Services Inc state registered | Other | Dec 15, 2022 | Dec 15, 2022 |
| Kyle Adam Leonard | Fund Direct Advisors Inc. institutional | Adaptfirst Investments LLC state registered | Other | May 18, 2021 | May 19, 2021 |
| Joseph Eugene Navolanic | Fund Direct Advisors Inc. institutional | Intercarolina Financial Services, Inc. mixed wealth | Other | Nov 19, 2019 | Sep 19, 2017 |
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5 moves match.