DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

A••••••••• I••••••••• L••

STATE REGISTEREDCRD 289096websiteIAPD
Latest filing Mar 17, 2026
First filing on the tape Mar 17, 2026 · 1 filings
RAUM
$108M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
100%
$108M individuals and HNW
Advisors
n/a
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
12 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
0
reported on Schedule D
History
0 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3): no history
Employees (5.A): no history
Private funds: no history
Practice profile
derived from the filing of Mar 17, 2026; every figure names its basis
RAUM per advisor
$9.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
49derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.0MderivedHNW RAUM over HNW clients
Average account
$118,069derivedRAUM over accounts (5.F.2.f)
Discretionary
99%derivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.0derived6 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Custody
$101M, 871 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$74.5M69%
  • High-net-worth individuals$33.3M31%
Individual clients
551reported
HNW clients
33reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
913reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
$101M for 871 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
on the IAPD state feed, not SEC-registeredderived
Advisors registered through the firm
11 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
C•••••• F• F••••••Chartered Financial AnalystKernersville, NcAug 15, 201724 y2
G•••••• W•••••• S•••••••••Jamestown, NcMar 15, 201836 y2
J•••• J••••• E••••••••Kernersville, NcJan 3, 201915 y2
R••• C••••••••• G•••••••Greensboro, Nc Sep 13, 201910 y2
L••••• G•••••Certified Financial PlannerGreensboro, NcOct 25, 201911 y3
J•••• C• B••••Certified Financial PlannerGreensboro, NcNov 4, 201920 y4
T•••••• A••••• G•••••••Ponte Vedra, FlJan 11, 202114 y1
R••••• P•••• M•••••Kernersville, Nc Mar 4, 202124 y2
G••••• H••••• K••••••Mebane, NcSep 30, 202118 y1
J•••• M••••••• G••••Kernersville, NcJan 30, 202412 y0
W••••• R•• L•••••Kernersville, NcMay 19, 202444 y3
Advisor movement
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    No Schedule A on the extract for this adviser.
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Kernersville, Nc600
    Greensboro, Nc300
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    One filing, no change to show.
    Signals
    1 dated events
    • Ryan Stark left Adaptfirst Investments Llc for Greenspring Advisors, Llc (registered 2022-11-16)
      Nov 4, 2022 · Advisor changed firm · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Firm profile
    linkedin.com/company/adaptfirst-investmentsreportedpublic record, Form ADV, Sep 18, 2026
    Website
    adaptfirst.comreportedpublic record, Form ADV, Sep 18, 2026
    Principal office phone
    336-759-0300reportedpublic record, Form ADV, Mar 17, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    STATE REGISTEREDderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 15, 2026