DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Mma Asset Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Cody Matthew LewallenMma Asset Management LLC mixed wealthIfg Advisory, LLC independent RIARIA to RIANov 21, 2025Mar 13, 2026 (112 d)
Dylan James CookeMma Asset Management LLC mixed wealthJ.P. Morgan Securities LLC wirehouseRIA to wirehouseJun 25, 2025Jun 18, 2025
Paul George LiebezeitMma Asset Management LLC mixed wealthLPL Financial LLC otherOtherDec 31, 2019Dec 1, 2010
Eugene Richard WeberMma Asset Management LLC mixed wealthThe Centurion Group, LLC no RAUMOtherDec 31, 2019Jan 3, 2011
William John RothMma Asset Management LLC otherThe Centurion Group, LLC no RAUMOtherMay 26, 2016Nov 10, 2014
Rebecca Louise HaferMma Asset Management LLC otherPrivate Advisor Group, LLC otherOtherOct 6, 2014Oct 31, 2014
Brett Raymond CloakMma Asset Management LLC otherThe Centurion Group, LLC no RAUMOtherOct 6, 2014Aug 17, 2011
Beth Anne BuckleyMma Asset Management LLC otherLPL Financial LLC otherOtherOct 6, 2014Dec 1, 2010
Kimberly A OswaldMma Asset Management LLC otherThe Centurion Group, LLC no RAUMOtherOct 6, 2014Sep 20, 2011
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9 moves match.