DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Columbia Pacific Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Mathew Frits | Columbia Pacific Wealth Management independent RIA | Usi Advisors other | Other | Aug 31, 2023 | Apr 27, 2017 |
| Kory Christiaan Lackey | Columbia Pacific Wealth Management independent RIA | Corient independent RIA | RIA to RIA | Jul 7, 2023 | Feb 20, 2023 |
| Rodney Allen Bench | Columbia Pacific Wealth Management independent RIA | M Holdings Securities, Inc. other | Other | Feb 6, 2023 | Apr 10, 2017 |
| Alexander David Morrow | Columbia Pacific Wealth Management independent RIA | Faire Capital Group state registered | RIA to a state-registered adviser | Aug 15, 2022 | Dec 21, 2022 (128 d) |
| Petra Ljubic-Lane | Columbia Pacific Wealth Management independent RIA | Beacon Pointe Advisors, LLC independent RIA | RIA to RIA | Jun 8, 2022 | Jul 29, 2022 (51 d) |
| Ha Nguyen | Columbia Pacific Wealth Management independent RIA | Moser Wealth Advisors independent RIA | RIA to RIA | Mar 23, 2022 | Jun 15, 2022 (84 d) |
| Kira Leigh Scott | Columbia Pacific Wealth Management independent RIA | Ml&R Wealth Management LLC independent RIA | RIA to RIA | Jan 7, 2020 | Mar 10, 2020 (63 d) |
| Harold Everett Peterson | Columbia Pacific Wealth Management independent RIA | Mission Hill Advisors, LLC no RAUM | RIA to a newly registered adviser | Nov 21, 2019 | Dec 17, 2019 |
| Michael Dean Ridgeway | Columbia Pacific Wealth Management independent RIA | Robertson Stephens independent RIA | RIA to RIA | Sep 11, 2019 | Oct 2, 2020 (387 d) |
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9 moves match.