DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Oxbow Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Edward Scott Budd | Oxbow Advisors, LLC independent RIA | Meridian Wealth Advisors, LLC independent RIA | RIA to RIA | Apr 28, 2026 | Apr 30, 2026 |
| William Braden Kopp | Oxbow Advisors, LLC independent RIA | Sapient Capital LLC independent RIA | RIA to RIA | Jul 19, 2023 | Sep 11, 2023 (54 d) |
| Alexander Webster Pierce | Oxbow Advisors, LLC independent RIA | Beacon Pointe Advisors, LLC independent RIA | RIA to RIA | Jul 10, 2023 | Sep 26, 2023 (78 d) |
| Brent Steven Holt | Oxbow Advisors, LLC independent RIA | Springwater Advisors, LLC no RAUM | Other | Apr 11, 2023 | Oct 4, 2021 |
| Bryan Wilkinson Lester | Oxbow Advisors, LLC other | Herbert J. Sims Capital Management, Inc. independent RIA | Other | Jul 5, 2017 | Aug 23, 2017 (49 d) |
| Erik Glenn Cohen | Oxbow Advisors, LLC other | Brown Advisory other | Other | Aug 4, 2016 | Aug 4, 2016 |
| Jonathan Leo Levy | Oxbow Advisors, LLC other | Brown Advisory other | Other | Aug 4, 2016 | Aug 4, 2016 |
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7 moves match.