| Tyson Lance Wakley | Allegis Investment Advisors, LLC independent RIA | Townsquare Capital, LLC mixed wealth | RIA to RIA | Mar 21, 2018 | Mar 2, 2018 |
| Devin Ray Peterson | Allegis Investment Advisors, LLC other | Brookstone Wealth Advisors, LLC independent RIA | Other | Dec 31, 2017 | Jan 5, 2018 |
| Nathanial P Fort | Allegis Investment Advisors, LLC other | Foundations Investment Advisors LLC independent RIA | Other | Dec 22, 2017 | Dec 16, 2019 (724 d) |
| Randall Greer Sparks | Allegis Investment Advisors, LLC other | Townsquare Capital, LLC other | Other | Dec 21, 2017 | Oct 3, 2017 |
| Brian Nielsen Mulberry | Allegis Investment Advisors, LLC other | Zacks Investment Management, Inc. other | Other | Nov 20, 2017 | Jan 22, 2018 (63 d) |
| Raymond Wilhelm Johns | Allegis Investment Advisors, LLC other | Townsquare Capital, LLC other | Other | Oct 6, 2017 | Oct 3, 2017 |
| Steven Craig Adams | Allegis Investment Advisors, LLC other | Adams Wealth Advisors no RAUM | Other | Oct 2, 2017 | Sep 12, 2017 |
| Kurt Harold Brown | Allegis Investment Advisors, LLC other | Townsquare Capital, LLC no RAUM | Other | Oct 2, 2017 | Sep 28, 2017 |
| Ryan Mathew Bohm | Allegis Investment Advisors, LLC other | Adams Wealth Advisors other | Other | Oct 2, 2017 | Oct 10, 2017 |
| Michael James Folker | Allegis Investment Advisors, LLC other | Townsquare Capital, LLC no RAUM | Other | Oct 2, 2017 | Jul 11, 2017 |
| Tanner Tessmer Dance | Allegis Investment Advisors, LLC other | Adams Wealth Advisors other | Other | Oct 2, 2017 | Oct 10, 2017 |
| Riley Stevens Crosbie | Allegis Investment Advisors, LLC other | Adams Wealth Advisors other | Other | Oct 2, 2017 | Oct 10, 2017 |
| Michael John Stevens | Allegis Investment Advisors, LLC other | Townsquare Capital, LLC no RAUM | Other | Jul 5, 2017 | Aug 7, 2017 (33 d) |
| Stevan David Gates | Allegis Investment Advisors, LLC other | Securities America Advisors, Inc. other | Other | Jun 19, 2017 | Jun 21, 2017 |
| Stevan Heninger Gates | Allegis Investment Advisors, LLC other | Securities America Advisors, Inc. other | Other | Jan 18, 2017 | Jan 18, 2017 |
| John Alan Thomas | Allegis Investment Advisors, LLC other | Cg Advisory Services other | Other | Feb 12, 2016 | Feb 19, 2016 |
| Shad Roundy | Allegis Investment Advisors, LLC other | Cambridge Investment Research Advisors, Inc. other | Other | Sep 29, 2015 | Oct 13, 2015 |
| Hoyt Scott Robey | Allegis Investment Advisors, LLC other | The Retirement Solution LLC other | Other | Oct 2, 2014 | Oct 2, 2014 |
| Jeremy Orson Dopp | Allegis Investment Advisors, LLC other | Secure Investment Management, LLC other | Other | Jun 18, 2014 | Aug 20, 2014 (63 d) |