DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Lifestyle Asset Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gary Max Goeppinger | Lifestyle Asset Management, Inc. independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Dec 2, 2025 | Dec 12, 2025 |
| Brandon Robert Lockwood | Lifestyle Asset Management, Inc. independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 5, 2024 | Nov 12, 2020 |
| Mark David Brezina | Lifestyle Asset Management, Inc. independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Jul 8, 2020 | Jul 31, 2020 |
| Brooke Ashley Huckert | Lifestyle Asset Management, Inc. independent RIA | Virtue Capital Management, LLC independent RIA | RIA to RIA | Jun 5, 2020 | Apr 1, 2020 |
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4 moves match.