DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Bluestone Capital Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Andrew J GiannoneBluestone Capital Management, LLC asset managerAlden Capital independent RIAOtherJun 30, 2022Jan 2, 2020
Anthony J. FalcoBluestone Capital Management, LLC asset managerMpb Wealth Management, LLC unclassifiedOtherMay 6, 2021Nov 10, 2020
Lee Albert CalfoBluestone Capital Management, LLC asset managerAlden Capital independent RIAOtherJan 13, 2021Aug 20, 2018
Kenneth Richard SmithBluestone Capital Management, LLC asset managerDekania Capital Management, LLC otherOtherOct 1, 2020Mar 21, 2017
James Nendel PeppermanBluestone Capital Management, LLC asset managerAlden Capital independent RIAOtherJun 18, 2020Jun 4, 2020
Richard Shant ChebookjianBluestone Capital Management, LLC asset managerAlden Capital independent RIAOtherMay 28, 2020May 2, 2020
Robert Edward FishBluestone Capital Management, LLC asset managerAlden Capital independent RIAOtherMay 28, 2020May 1, 2020
Frederick Charles PetersBluestone Capital Management, LLC asset managerAlden Capital independent RIAOtherFeb 4, 2020Jan 24, 2020
Colleen L RappBluestone Capital Management, LLC asset managerAmeriprise Financial Services, LLC national BDOtherDec 31, 2019Feb 18, 2020 (49 d)
Christopher Ryan CoolidgeBluestone Capital Management, LLC asset managerClearview Portfolio Consulting LLC state registeredOtherMay 24, 2018Apr 21, 2020 (698 d)
Richard Gray MowrerBluestone Capital Management, LLC asset managerPruco Securities, LLC BD affiliatedOtherMay 24, 2018Jul 31, 2019 (433 d)
John Francis MulqueenBluestone Capital Management, LLC otherAlden Capital no RAUMOtherNov 15, 2017May 23, 2018 (189 d)
Marne Luke DesantisBluestone Capital Management, LLC otherLincoln Investment independent RIAOtherMar 4, 2015Feb 21, 2024 (3276 d)
James Drew HarringtonBluestone Capital Management, LLC otherStone Toro Investment Advisers otherOtherDec 24, 2014Jun 1, 2016 (525 d)
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14 moves match.