DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Cornerstone

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Curtis Van SlothowerCornerstone independent RIAPrime Capital Financial mixed wealthRIA to RIANov 7, 2023Mar 14, 2023
Christopher Kendall AbtsCornerstone independent RIAPrime Capital Financial mixed wealthRIA to RIANov 7, 2023Mar 8, 2023
Jeffrey Robertson MartinCornerstone independent RIAPrime Capital Financial mixed wealthRIA to RIANov 7, 2023Mar 14, 2023
Austin Lee CarrollCornerstone independent RIAPrime Capital Financial mixed wealthRIA to RIANov 7, 2023Mar 14, 2023
Trinidad John GuillenCornerstone independent RIAMutual Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 25, 2022May 2, 2022 (38 d)
Melanie Rachel RahillyCornerstone independent RIAEpiq Capital Group, LLC independent RIARIA to RIASep 16, 2020Oct 12, 2020
Brianna Kathryn LundyCornerstone independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseAug 30, 2019Mar 18, 2020 (201 d)
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7 moves match.