DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Verity Asset Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sara Magdalene Reals | Verity Asset Management other | First Citizens Investor Services, Inc. other | Other | Nov 4, 2014 | Oct 20, 2014 |
| Richard Spatola | Verity Asset Management other | B. Riley Wealth Advisors, Inc. other | Other | Sep 5, 2014 | Oct 16, 2015 (406 d) |
| Craven Elkins Lowe | Verity Asset Management other | Fund Direct Advisors Inc. other | Other | Oct 16, 2013 | Oct 17, 2013 |
| John Lee Martin | Verity Asset Management other | Irongate Partners, Inc. other | Other | May 30, 2012 | Aug 14, 2014 (806 d) |
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64 moves match.