DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Cwa Asset Management Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Zev Warren Abraham | Cwa Asset Management Group independent RIA | Quant Alpha Decisions LLC no RAUM | RIA to a newly registered adviser | Mar 16, 2026 | Feb 17, 2026 |
| Alexander Ford Bouton | Cwa Asset Management Group independent RIA | Gyroscope Capital Management Group LLC independent RIA | RIA to RIA | Jul 1, 2025 | Jul 19, 2022 |
| Kevin Michael Erndl | Cwa Asset Management Group independent RIA | Gyroscope Capital Management Group LLC independent RIA | RIA to RIA | Apr 30, 2025 | Aug 8, 2022 |
| Lee Christopher Larson | Cwa Asset Management Group independent RIA | Everstar Asset Management, LLC independent RIA | RIA to RIA | May 28, 2021 | Jun 6, 2021 |
| Fu Pei Yuet | Cwa Asset Management Group independent RIA | Everstar Asset Management, LLC independent RIA | RIA to RIA | Apr 13, 2021 | Jun 7, 2021 (55 d) |
| Carolyn Kitzel | Cwa Asset Management Group independent RIA | Spire Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 18, 2020 | Nov 9, 2021 (509 d) |
| Wesley Alim | Cwa Asset Management Group independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 2, 2019 | Nov 9, 2020 (677 d) |
| Grant Stephen Frederick | Cwa Asset Management Group other | Pruco Securities, LLC BD affiliated | Other | Sep 29, 2017 | Nov 17, 2017 (49 d) |
| Thomas B. Wade | Cwa Asset Management Group other | Fidelity Personal And Workplace Advisors BD affiliated | Other | Sep 20, 2016 | Jan 16, 2019 (848 d) |
Page 1 of 1
9 moves match.