DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Financial Enhancement Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Jay Matchett | Financial Enhancement Group independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Apr 19, 2024 | Jul 31, 2024 (103 d) |
| Beau Tanner Ashcraft | Financial Enhancement Group independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 5, 2024 | Mar 1, 2024 |
| Christopher Michael Rodgers | Financial Enhancement Group independent RIA | World Equity Group, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 20, 2021 | Nov 13, 2019 |
| Nathan E Carmany | Financial Enhancement Group other | Schwab Wealth Advisory, Inc. other | Other | Dec 12, 2012 | Jan 2, 2013 |
Page 1 of 1
4 moves match.