DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Mainline Private Wealth, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Gary Paul DrozMainline Private Wealth, LLC independent RIACw Advisors, LLC independent RIARIA to RIAOct 2, 2023Sep 20, 2023
William Alan LandmanMainline Private Wealth, LLC independent RIAMainline Investment Advisers, LLC asset managerOtherOct 2, 2023Oct 6, 2023
David Saul TurbinerMainline Private Wealth, LLC independent RIACw Advisors, LLC independent RIARIA to RIASep 28, 2023Sep 22, 2023
Eric Oscar ZeltnerMainline Private Wealth, LLC independent RIACw Advisors, LLC independent RIARIA to RIASep 28, 2023Sep 27, 2023
Richard Ernest MilburnMainline Private Wealth, LLC independent RIACw Advisors, LLC independent RIARIA to RIASep 26, 2023Sep 19, 2023
Jennifer Davis PhamMainline Private Wealth, LLC independent RIAMill Creek Capital Advisors, LLC independent RIARIA to RIAApr 6, 2021Jan 2, 2023 (636 d)
Kevin Jan DombrowskiMainline Private Wealth, LLC independent RIAGrey Fox Wealth Advisors, LLC independent RIARIA to RIAMar 2, 2020Mar 2, 2020
Earl R. MillerMainline Private Wealth, LLC independent RIARoffman Miller Associates Inc independent RIARIA to RIASep 21, 2018Nov 14, 2018 (54 d)
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8 moves match.